Role-based compliance automation

Assign a role. Compliance builds itself.

The moment you assign someone a role, HealthPliant automatically builds their entire compliance profile — every certification, every training course, every document their HR file requires, and continuous OIG exclusion monitoring. Nothing added by hand. Ever again.

Automated OIG screening Email & text alerts Renews itself every cycle
Role assigned: Registered Nurse New hire · Maria Santos · Med-Surg Unit

Automatically assigned — 0 seconds

7 certifications requiredRN license, BLS, ACLS, TB, immunizations… Auto
9 trainings scheduledHIPAA, infection control, bloodborne… Auto
12 HR file documentsI-9, W-4, job description, physical… Auto
Monthly OIG screening enrolledLEIE, SAM.gov, state exclusion lists Auto
Renews on schedule forever — no one has to remember.

Automatically assigned and tracked by role

State RN license BLS / ACLS / PALS OIG LEIE screening SAM.gov exclusion HIPAA annual training TB test & immunizations I-9 & W-4 Background check Bloodborne pathogens DEA registration Malpractice insurance Abuse & neglect reporting Text & email reminders
How the automation works

One decision replaces a hundred manual steps.

You define what each role needs — once. From then on, every hire, every renewal and every annual cycle runs on its own.

01

Build the role blueprint

Define once what an RN, CNA, provider or administrator must hold — certifications, trainings, HR file documents and screening cadence. That blueprint becomes the rule.

02

Assign the role

Hire someone and pick their role. Every requirement in that blueprint is instantly applied to their record, with deadlines already set. No checklist to copy over.

03

It runs itself

Annual trainings re-issue on schedule. Expiring certifications trigger alerts. OIG screening runs monthly. Change a blueprint and everyone in that role updates at once.

Role blueprints

Pick a role. Watch what auto-assigns.

These are example blueprints — yours are fully configurable to your state, accreditor and policies.

Registered Nurse

Clinical · direct patient care · licensed

28 items auto-assigned

Certifications

  • State RN license 2 yr
  • BLS / CPR 2 yr
  • ACLS 2 yr
  • TB screening annual
  • Influenza vaccination annual
  • Hepatitis B series once
  • MMR / Varicella once

Trainings

  • HIPAA privacy annual
  • Infection control annual
  • Bloodborne pathogens annual
  • Corporate compliance annual
  • Workplace violence annual
  • Fire & emergency annual
  • Patient rights annual
  • Safe patient handling annual
  • Cybersecurity awareness annual

HR file

  • Form I-9 on hire
  • Form W-4 on hire
  • Signed offer letter
  • Job description signed
  • Handbook acknowledgment
  • Confidentiality agreement
  • Pre-employment physical
  • Drug screen
  • Reference verifications
  • Emergency contact
  • Direct deposit form
  • Competency checklist

Screening

  • OIG LEIE monthly
  • SAM.gov monthly
  • State exclusion list monthly
  • License verification monthly
  • Background check on hire

Change one blueprint — say you add a new annual training for all RNs — and it applies to every registered nurse in the organization instantly, with deadlines assigned automatically.

Certified Nursing Assistant

Clinical support · direct patient care · certified

22 items auto-assigned

Certifications

  • State CNA certification 2 yr
  • BLS / CPR 2 yr
  • TB screening annual
  • Influenza vaccination annual
  • Hepatitis B series once

Trainings

  • HIPAA privacy annual
  • Infection control annual
  • Abuse & neglect reporting annual
  • Resident rights annual
  • Safe patient handling annual
  • Dementia care annual
  • Fire & emergency annual
  • In-service hours 12 hr/yr

HR file

  • Form I-9 on hire
  • Form W-4 on hire
  • Job description signed
  • Handbook acknowledgment
  • Skills competency checklist
  • Reference verifications
  • Emergency contact

Screening

  • OIG LEIE monthly
  • SAM.gov monthly
  • Nurse aide registry monthly
  • Abuse registry monthly
  • Background check on hire

In-service hour requirements track cumulatively across the year — the portal shows exactly how many hours each aide still owes before their deadline.

Provider / Physician

Licensed prescriber · credentialed · privileged

26 items auto-assigned

Certifications

  • State medical license 2 yr
  • DEA registration 3 yr
  • State controlled substance varies
  • Board certification 10 yr
  • Malpractice insurance annual
  • BLS / ACLS 2 yr
  • NPI on file once

Trainings

  • HIPAA privacy annual
  • Corporate compliance annual
  • Controlled substance prescribing annual
  • Coding & documentation annual
  • Infection control annual
  • CME credits tracked

HR / credentialing file

  • Form I-9 & W-4 on hire
  • Current CV annual
  • Diploma & residency verification
  • Peer references
  • Privileging request & approval
  • Payer enrollment records
  • Provider agreement signed

Screening

  • OIG LEIE monthly
  • SAM.gov monthly
  • State exclusion list monthly
  • NPDB query per cycle
  • License & DEA verification monthly
  • Recredentialing cycle every 3 yr

Recredentialing cycles start themselves. The portal opens the packet, requests updated documents, and tracks what's outstanding — months before the deadline.

Administrative / Office Staff

Non-clinical · billing, reception, records

15 items auto-assigned

Certifications

  • TB screening annual
  • Influenza vaccination annual
  • Role-specific certs if applicable

Trainings

  • HIPAA privacy annual
  • Cybersecurity awareness annual
  • Corporate compliance annual
  • Harassment prevention annual
  • Fire & emergency annual
  • Code of conduct annual

HR file

  • Form I-9 on hire
  • Form W-4 on hire
  • Job description signed
  • Handbook acknowledgment
  • Confidentiality agreement
  • Emergency contact

Screening

  • OIG LEIE monthly
  • SAM.gov monthly
  • State exclusion list monthly
  • Background check on hire

Non-clinical staff still require monthly exclusion screening under federal guidance — HealthPliant enrolls them automatically, so nobody gets missed.

Built-in · fully automated

OIG exclusion screening, every single month.

Federal guidance expects monthly exclusion checks on every employee, contractor and vendor. Doing that by hand across hundreds of names is where most organizations quietly fall behind — and where the penalties bite hardest.

  • Every active employee screened automatically each month — no list to upload
  • New hires screened the moment their role is assigned
  • Potential matches flagged for review with a full resolution trail
  • Timestamped evidence of every check — exactly what an auditor asks for
  • Contractors and vendors screened on the same schedule
See screening in action
Monthly exclusion screening 142 individuals · run automatically Live
OIG LEIEExcluded Individuals & Entities 142 clear
SAM.govFederal debarment list 142 clear
State exclusion listMedicaid exclusions 142 clear
License verificationPrimary source check 98 verified
Evidence archived automatically · next run in 12 days
The difference

What actually changes on Monday morning.

Same compliance obligations. Almost none of the work.

Doing it manually

The way it works now

  • HR builds a checklist by hand for every new hire
  • Someone re-adds annual trainings every January
  • Certificate expiry dates live in a spreadsheet nobody owns
  • OIG checks done by pasting names into a website, one at a time
  • Nobody's sure which documents an employee file is missing
  • A survey is announced and the whole team stops to prepare
With HealthPliant

The way it works after

  • Assign a role — the full requirement set applies itself
  • Annual trainings re-issue on their own, every cycle
  • Text and email alerts start 90 days out and escalate on their own
  • OIG, SAM and state lists screened monthly, automatically
  • Every file shows exactly what's missing, in real time
  • Survey evidence exports in one click — already assembled
What's inside

Four modules. One automation engine.

Every module runs off the same role blueprint — so a certification, a course and a signed policy all stay in sync automatically.

Module 01

Certification compliance

Requirements assigned by role, not by hand. Staff and corporate credentials tracked to the day, with the document attached and verified.

  • Required certifications auto-applied when a role is assigned
  • Corporate credentials: insurance, accreditation, inspections, licenses
  • Staff upload renewals from any device — HR approves or rejects
  • Full audit trail: who uploaded what, verified by whom, and when
  • Survey-ready evidence pack exports in one click
Module 02

Automated alerts

Reminders fire at 90, 60, 30 and 7 days — by email and text message — to the employee, their manager and HR, escalating on their own until the renewal lands.

  • SMS text alerts for staff who don't sit at a desk
  • Reminder schedule set per certification type, then left alone
  • Automatic escalation when a renewal isn't actioned
  • Weekly digest to HR and directors, generated automatically
  • Live dashboard: expired, expiring, compliant
  • Optional scheduling restriction when something lapses
Module 03

Training automation

Annual training assigns and re-assigns itself. Nobody rebuilds the list in January, and nobody chases completions manually.

  • Courses attach to the role — new hires get them instantly
  • Annual and refresher cycles re-issue automatically, forever
  • Overdue learners chased without anyone sending an email
  • Completion certificates generated and filed to the staff record
  • Upload your own materials or log externally completed courses
Module 04

Policies & HR file

Every role carries its own document requirements. The portal knows what belongs in each employee file — and shows you what's missing.

  • HR file checklist auto-built from the role blueprint
  • Real-time view of missing documents, per employee
  • Policies published to the right roles automatically
  • Digital acknowledgment, date and time stamped
  • Re-sign requests issued automatically when a policy changes
Optional add-on

eMAR — electronic medication records

For providers who administer medication. Replace paper MAR charts with a digital record that flags missed doses in real time — and links straight back to whether the staff member giving the medication is trained and in date.

Ask about eMAR
  • Digital MAR chart with round-by-round sign-off
  • Real-time alerts for missed or refused doses
  • Blocks administration when medication training has lapsed
  • Complete audit trail ready for survey
Never a surprise

Warnings start 90 days out.

A lapsed certification is rarely a memory problem — it's a notice problem. HealthPliant warns early and keeps escalating on its own until the renewal is uploaded and approved.

Text messageFor staff away from a desk EmailFull detail and links In-portalBadge on every login
See it in action
Three views, one system

Everyone sees exactly what they need.

Separate logins with separate permissions — staff never see each other's records, and leadership gets the overview without the noise.

Portal 01

Employer / Leadership

  • Organization-wide compliance dashboard
  • Corporate certifications and renewals
  • Compliance rate by site, team or role
  • Board and survey reporting
  • One-click evidence export

Portal 02

HR / Compliance

  • Build and edit role blueprints
  • Approve or reject uploaded certifications
  • Review flagged exclusion matches
  • Onboard new hires in a single click
  • Configure alert rules and escalation

Portal 03

Employee

  • Every requirement and due date at a glance
  • Upload renewals straight from a phone
  • Complete assigned training
  • Read and acknowledge policies
  • Personal compliance status, always visible

Stop maintaining compliance.
Let it maintain itself.

A 20-minute walkthrough using your own roles and requirements. No obligation, no pressure.

Typically live within days — not months.

Get started

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